Gavels abogados

Investment Service Companies

  • Applications for the creation of investment service companies before the Spanish Stock Market Commission (CNMV)
  • Advice on compliance of the stock market regulation
  • Advice on the periodic reporting obligations with the CNMV
  • Advice on the internal organization requirements
  • Guidance and advice to the units in charge of compliance, risk management and internal audit
  • Guidance and advice to the units in charge of clients’ relationships and management of conflict of interests
  • Advice on the provision of services abroad Spain
  • Advice on money laundering regulations and compliance with the rules of the Bank of Spain and SEPBLAC (State agency for the fight of money laundering)

  • Contact Lawyers
    - Rosario Vitola
    - Partner. See CV
    - Diego Gutiérrez
    -Partner. See CV

    Blog entries related to this area:
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